-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SubmplNJj+BZRReP2sU4lhF/BGnKZuR7GroBZhCOwuEyyfIdoZjZnC79ld6gr9Nu BJJgqUaxVpf5xZgaWa2TMA== 0000950114-98-000039.txt : 19980218 0000950114-98-000039.hdr.sgml : 19980218 ACCESSION NUMBER: 0000950114-98-000039 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19980213 SROS: NASD GROUP MEMBERS: KOCH ASSET MANAGEMENT, L.L.C. GROUP MEMBERS: KOCH DONALD LEIGH SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HIGH COUNTRY BANCORP INC CENTRAL INDEX KEY: 0001044676 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 841438612 STATE OF INCORPORATION: CO FISCAL YEAR END: 0630 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-52687 FILM NUMBER: 98536866 BUSINESS ADDRESS: STREET 1: 130 WEST 2ND ST CITY: SALIDA STATE: CO ZIP: 81201 BUSINESS PHONE: 7195392516 MAIL ADDRESS: STREET 1: 130 WEST 2ND STREET CITY: SALIDA STATE: CO ZIP: 81201 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KOCH DONALD LEIGH CENTRAL INDEX KEY: 0001055013 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 1293 MASON ROAD CITY: TOWN & COUNTRY STATE: MO ZIP: 63131 BUSINESS PHONE: 3148788717 MAIL ADDRESS: STREET 1: 1293 MASON ROAD CITY: TOWN & COUNTRY STATE: MO ZIP: 63131 SC 13G 1 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. -) High Country Bancorp, Inc. ---------------------------------------------------- (Name of Issuer) Common Stock ---------------------------------------------------- (Title of Class of Securities) 42965Q107 ---------------------------------------------------- (CUSIP Number) [FN] The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - ------------------- ----------------- CUSIP NO. 42965Q107 13G PAGE 2 OF 9 PAGES - ------------------- ----------------- ========================================================================== 1 NAMES OF REPORTING PERSONS DONALD LEIGH KOCH S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS - -------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - -------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UNITED STATES - -------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 19,682 OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------ 6 SHARED VOTING POWER 2,000 ------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 103,282 ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 103,282 - -------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / / - -------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.8% - -------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------- [FN] SEE ITEM 4 OF THIS SCHEDULE 13G. ========================================================================== PAGE 2 OF 9 PAGES 3 - ------------------- ----------------- CUSIP NO. 42965Q107 PAGE 3 OF 9 PAGES - ------------------- ----------------- ========================================================================== 1 NAMES OF REPORTING PERSON KOCH ASSET MANAGEMENT, L.L.C. S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS 43-1746061 - -------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) / / (b) / / - -------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION MISSOURI - -------------------------------------------------------------------------- NUMBER OF 5 SOLE VOTING POWER SHARES BENEFICIALLY 0 OWNED BY EACH REPORTING PERSON WITH ------------------------------------------------------ 6 SHARED VOTING POWER 0 ------------------------------------------------------ 7 SOLE DISPOSITIVE POWER 103,282 ------------------------------------------------------ 8 SHARED DISPOSITIVE POWER 0 - -------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 103,282 - -------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES / / - -------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.8 % - -------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON IA - -------------------------------------------------------------------------- [FN] SEE ITEM 4 OF THIS SCHEDULE 13G. ========================================================================== PAGE 3 OF 9 PAGES 4 - ------------------- ----------------- CUSIP NO. 42965Q107 PAGE 4 OF 9 PAGES - ------------------- ----------------- ITEM 1. (a) Name of Issuer: High Country Bancorp, Inc. (b) Address of Issuer's Principal Executive Offices: 130 West 2nd Street Salida, CO 81201-0309 ITEM 2. (a) Name of Person Filing: Donald Leigh Koch Koch Asset Management, L.L.C. , L.L.C. (b) Address of Principal Business Offices or, if none, Residence: Donald Leigh Koch 4 Muirfield Lane St. Louis, MO 63141 Koch Asset Management, L.L.C. 1293 Mason Road Town & Country, MO 63131 (c) Citizenship: United States; Missouri (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 42965Q107 ITEM 3. INFORMATION IF STATEMENT IS FILED PURSUANT TO RULES 13d-1(b) OR 13d-2(b): Koch Asset Management, L.L.C., one of the persons filing this Statement, is an investment adviser registered under Section 203 of the Investment Advisers Act of 1940. PAGE 4 OF 9 PAGES 5 - ------------------- ----------------- CUSIP NO. 42965Q107 PAGE 5 OF 9 PAGES - ------------------- ----------------- ITEM 4. OWNERSHIP. The Information in items 1 and 5-11 on each of the cover pages of this Schedule 13G is hereby incorporated by reference. Koch Asset Management, L.L.C. is a registered investment adviser which furnishes investment advice to individual clients by exercising trading authority over securities held in accounts on behalf of such clients (collectively, the "Managed Portfolios"). In its role as an investment adviser to the Managed Portfolios, Koch Asset Management, L.L.C. has sole dispositive power over the Managed Portfolios and, as a result, may be deemed to be the beneficial owner of shares of High Country Bancorp, Inc. Common Stock (the "Common Stock") held by such Managed Portfolios. However, Koch Asset Management, L.L.C. does not have the right to vote or to receive any dividends from, or the proceeds from the sale of, the Common Stock held in such Managed Portfolios and disclaims any ownership associated with such rights. Donald Leigh Koch owns 100% of Koch Asset Management, L.L.C. and serves as the sole Managing Member of Koch Asset Management, L.L.C. Mr. Koch is filing this joint statement with Koch Asset Management, L.L.C. as a result of his ownership of and position in Koch Asset Management, L.L.C., from which Mr. Koch may be deemed to have the power to exercise any dispositive power that Koch Asset Management, L.L.C. may have with respect to the Common Stock held by the Managed Portfolios. Mr. Koch, individually, and Mr. Koch and his spouse, jointly, own and hold voting power with respect to Managed Portfolios containing approximately 19,682 and 2,000 shares, respectively, of Common Stock, or an aggregate of approximately 1.6% of the total number of outstanding shares of Common Stock (collectively, the "Koch Shares"). Other than with respect to the Koch Shares, all shares reported herein have been acquired by Koch Asset Management, L.L.C. and Mr. Koch specifically disclaims beneficial ownership over any shares of Common Stock that he or Koch Asset Management, L.L.C. may be deemed to beneficially own. Furthermore, other than with respect to the Koch Shares, Mr. Koch does not have the right to vote or to receive any dividends from, or the proceeds from the sale of, the securities held in the Managed Portfolios and disclaims any ownership associated with such rights. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. N/A [FN] - ------------------------ Computational Note: Based upon 1,322,500 shares of Common Stock issued and outstanding as of 12/31/97. PAGE 5 OF 9 PAGES 6 - ------------------- ----------------- CUSIP NO. 42965Q107 PAGE 6 OF 9 PAGES - ------------------- ----------------- ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON. N/A ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY. N/A ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP. N/A ITEM 9. NOTICE OF DISSOLUTION OF GROUP. N/A ITEM 10. CERTIFICATION. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. PAGE 6 OF 9 PAGES 7 - ------------------- ----------------- CUSIP NO. 42965Q107 PAGE 7 OF 9 PAGES - ------------------- ----------------- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth on this statement is true, complete and correct. DONALD LEIGH KOCH 2/11/98 ------------------------------------- Date /s/ Donald Leigh Koch ------------------------------------- Signature Donald Leigh Koch ------------------------------------- Name/Title KOCH ASSET MANAGEMENT, L.L.C. 2/11/98 ------------------------------------- Date /s/ Donald Leigh Koch ------------------------------------- Signature Donald Leigh Koch, Managing Member ------------------------------------- Name/Title PAGE 7 OF 9 PAGES 8 - ------------------- ----------------- CUSIP NO. 42965Q107 PAGE 8 OF 9 PAGES - ------------------- ----------------- EXHIBIT INDEX Exhibit I Joint Filing Agreement PAGE 8 OF 9 PAGES 9 - ------------------- ----------------- CUSIP NO. 42965Q107 PAGE 9 OF 9 PAGES - ------------------- ----------------- EXHIBIT I TO SCHEDULE 13G JOINT FILING AGREEMENT Pursuant to Rule 13d-1(f)(1) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them a Statement on Schedule 13G (including any amendments thereto) with respect to the Common Stock of High Country Bancorp, Inc. and further agree that this Joint Filing Agreement be included as an Exhibit to such joint filings. In evidence thereof, the undersigned hereby execute this Joint Filing Agreement as of the 12th day of February, 1998. /s/ Donald Leigh Koch ------------------------------------- Donald Leigh Koch KOCH ASSET MANAGEMENT, L.L.C. By: /s/ Donald Leigh Koch ---------------------------------- Donald Leigh Koch, Managing Member PAGE 9 OF 9 PAGES -----END PRIVACY-ENHANCED MESSAGE-----